The DIA has recently issued regulatory update reports for each of the major Phase 2 sectors (Lawyers, Accountants and Real Estate Agents) along with other new guidance.
In addition to this the Ministry of Justice has also issued proposed changes to the AML/CFT Regulations which will create a number of changes to Reporting Entities’ obligations.
This webinar will explore the key observations that the DIA has identified (both good and bad) and discuss the new guidance and proposed changes to the AML/CFT Regulations and the impacts these will have.
Upon satisfactory completion of this activity you will be able to:
- Understand the regulatory findings raised by the DIA and their expectations for good practice.
- Understand new guidance that has recently been issued by the DIA.
- Understand the changes to AML/CFT Regulations proposed by the Ministry of Justice.
Total CPD Hours: 1.25 hours (1 hour + 15 mins)
This webinar is suited to AML/CFT Compliance Officers and those with management or governance responsibilities for
AML/CFT compliance across all Phase 2 AML/CFT sectors (Lawyers, Accountants and Real Estate Agents).
Martyn Solomon, Associate Partner – Audit & Assurance, Findex/Crowe
Martyn leads the AML/CFT team at Findex/Crowe in New Zealand. He is a Certified Anti-Money Laundering Specialist
(ACAMS certified) and provides AML/CFT advisory and audit services to a wide range of businesses and sectors, including
projects our specialist Australian, US and UK AML/CFT teams.
He is recognised as a leader in this area is a member of the Chartered Accountants Australia and New Zealand (CA ANZ)
working group for the accounting profession’s implementation of the AML/CFT Act.
- 9 December 2020
10:00 am - 11:15 am